HKSI LE Mock Exam

Paper 1, 2, 3, 5, 6, 7, 8, 9, 11, 12

Exam Papers

Practice with our HKSI LE mock exam papers to familiarize yourself with the exam format and question types. Each mock paper is designed based on past exam questions and closely mirrors the actual exam difficulty.

Paper 1

40 Qs

Fundamentals of Securities & Futures Regulation

Duration: 2 hours | Pass Mark: 70%

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Paper 2

40 Qs

Securities Regulation

Duration: 1 hour | Pass Mark: 70%

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Paper 3

40 Qs

Derivatives Regulation

Duration: 1 hour | Pass Mark: 70%

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Paper 5

40 Qs

Corporate Finance Regulation

Duration: 1 hour | Pass Mark: 70%

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Paper 6

40 Qs

Asset Management Regulation

Duration: 1 hour | Pass Mark: 70%

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Paper 7

60 Qs

Financial Markets

Duration: 1.5 hours | Pass Mark: 70%

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Paper 8

40 Qs

Securities

Duration: 1 hour | Pass Mark: 70%

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Paper 9

40 Qs

Derivatives

Duration: 1 hour | Pass Mark: 70%

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Paper 11

40 Qs

Corporate Finance

Duration: 1 hour | Pass Mark: 70%

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Paper 12

40 Qs

Asset Management

Duration: 1 hour | Pass Mark: 70%

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Study Tips

1
Read the Study Manual — Download the official study manual from the HKSI website to understand the exam scope and key topics
2
Practice Mock Exams — Work through practice papers to familiarize yourself with question formats and identify weak areas
3
Focus on Weak Areas — Review topics related to questions you got wrong and strengthen your understanding
4
Simulate Exam Conditions — Complete mock papers under timed conditions to build speed and confidence

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